Anti-MoneyLaundering (AML) & Know Your Customer (KYC) PolicyTRADING TP LLCEffective Date: 12 February 2026

1. Introduction & Commitment

TRADING TP LLC(“Company”, “we”, “our”, or “us”) is committed to maintaining the higheststandards of integrity, transparency, and compliance in the operation of itsdigital technology platform.

The Company strictlyprohibits the use of its services for money laundering, terrorist financing,fraud, sanctions evasion, tax evasion, corruption, organized crime activity, orany other unlawful conduct.

This AML & KYCPolicy describes the internal compliance framework adopted by the Company toidentify, assess, mitigate, and report financial crime risks in accordance withinternational best practices and risk-based compliance standards

Use of the platformconstitutes acceptance of this Policy.

2. Regulatory Position & Voluntary Compliance

The Company operatesas a digital technology service provider. While it may not be classified as alicensed financial institution in all jurisdictions, the Company voluntarilyimplements internal controls aligned with:

  • International AML best practices

  • FATF (Financial Action Task Force) Recommendations

  • Global sanctions compliance standards

  • Risk-based compliance principles

  • Crypto asset compliance methodologies

The Company does notrepresent itself as a licensed financial institution unless explicitly stated.

3. Risk Assessment & Classification

The Company appliesa structured and continuously updated risk assessment model to all useraccounts.

Each account may beassigned a dynamic internal risk score based on factors including, but notlimited to:

  • Cumulative deposit volume

  • Total account balance

  • Withdrawal size and frequency

  • Account age

  • Trading velocity

  • Abnormal profitability patterns

  • Geographic location and jurisdiction risk

  • IP address consistency

  • Device fingerprinting

  • Multiple account linkage indicators

  • Blockchain exposure risk

  • Funding wallet history

  • Use of anonymization tools

Accounts categorizedas medium or high risk may be subject to enhanced monitoring, manual review,transaction limits, or additional verification requirements.

The Company reservesthe right to reclassify accounts at any time based on updated risk indicators.

4. Mandatory Identity Verification Threshold

Identityverification (KYC) becomes mandatory when:

  • The total account balance reaches USD 1,000 or more (or equivalent in digital assets), OR

  • Cumulative deposits exceed USD 1,000, OR

  • A withdrawal request equals or exceeds USD 1,000, OR

  • The account triggers internal compliance alerts, OR

  • The Company determines verification is required based on risk assessment.

Until identityverification is completed:

  • Withdrawals may be suspended

  • Trading access may be limited or restricted

  • The account may be temporarily frozen

  • Funds may remain restricted until compliance review is completed and risk concerns are resolved

Failure to completeverification within a reasonable timeframe may result in account terminationand fund review in accordance with applicable legal and compliancerequirements.

Attempts tocircumvent verification thresholds, including deposit structuring or use ofmultiple linked accounts, may result in immediate restriction or permanentsuspension.

5. Identity Verification Requirements

Users subject to KYCmay be required to provide:

  • Valid government-issued identification (passport or national ID)

  • Selfie verification and biometric liveness check

  • Proof of residential address issued within 90 days

  • Source of funds declaration

  • Proof of ownership of funding wallet

  • Supporting documentation regarding transaction origin

  • Additional documents at the Company’s sole discretion

The Company reservesthe right to:

  • Reject documents that appear altered, incomplete, expired, or inconsistent

  • Require re-submission of documents

  • Request updated verification periodically

6. Enhanced Due Diligence (EDD)

Enhanced DueDiligence procedures may be applied to:

  • High-value or high-frequency accounts

  • Politically Exposed Persons (PEPs)

  • Users located in higher-risk jurisdictions

  • Accounts demonstrating unusual profitability patterns

  • Accounts associated with high-risk blockchain addresses

  • Users attempting to avoid compliance thresholds

EDD measures mayinclude:

  • Bank statements

  • Tax documentation

  • Source of wealth documentation

  • Video verification interviews

  • Compliance questionnaires

  • Independent wallet risk assessments

The Company retainsfull discretion in determining when EDD is required.

7. Ongoing Monitoring & Surveillance

The Companycontinuously monitors account activity using automated and manual reviewprocesses to detect:

  • Rapid deposit and withdrawal cycles

  • Sudden spikes in trading profits

  • Coordinated account behavior

  • Suspicious trading strategies

  • Sanctions exposure

  • Blockchain transactions linked to illicit sources

  • Abnormal transaction velocity

The Company maydelay, suspend, cancel, or reject transactions pending compliance review andrisk assessment.

Monitoring isongoing and not limited to the onboarding stage.

8. Crypto Asset Compliance Controls

Given the use ofdigital assets, the Company may implement blockchain compliance tools to:

  • Screen wallet addresses against sanctions databases

  • Identify high-risk or flagged blockchain transactions

  • Detect exposure to illicit marketplaces or mixers

  • Analyze wallet clustering behavior

  • Require re-verification in case of suspicious wallet activity

Funds associatedwith high-risk or illicit blockchain activity may be restricted pendinginvestigation and resolution in accordance with applicable legal standards.

9. Sanctions & Restricted Jurisdictions

The platform is notavailable to:

  • Individuals or entities listed on international sanctions lists

  • Residents of embargoed or restricted jurisdictions

  • Individuals connected to terrorist financing, organized crime, or financial fraud

  • Users providing false, misleading, or incomplete information

The Company reservesthe right to deny, restrict, or terminate access at its sole discretion,subject to applicable law.

10. Source of Funds & Withdrawal Controls

The Company mayrequire evidence of legitimate source of funds prior to processing withdrawals.

Withdrawals may be:

  • Subject to manual compliance approval

  • Delayed for enhanced review

  • Limited by daily, weekly, or monthly caps

  • Rejected if compliance standards are not satisfied

The Company mayrequire re-verification for accounts demonstrating significant profitwithdrawals relative to deposited amounts.

Where regulatory,compliance, liquidity, or risk concerns arise, the Company may delay or refusewithdrawals in accordance with applicable law.

11. Internal Compliance Oversight

The Companymaintains structured internal compliance procedures, including:

  • Risk classification records

  • Suspicious activity logs

  • Account investigation reports

  • Compliance escalation workflows

  • Audit-ready documentation

Where required byapplicable law, the Company may file Suspicious Activity Reports (SAR) orequivalent reports with relevant authorities.

All complianceactions are documented and retained for audit purposes.

12. Record Retention

All verificationrecords, transaction logs, compliance reviews, and related documentation aresecurely stored for regulatory, audit, and compliance purposes in accordancewith internal retention standards and applicable legal requirements.

13. Cooperation with Authorities

Where legallyrequired, the Company may disclose relevant information to regulatory bodies,law enforcement agencies, or authorized compliance partners.

Such disclosuresoccur without prior notice to the user where permitted by law.

14. Policy Amendments

The Company reservesthe right to amend, update, or modify this Policy at any time.

Continued use of theplatform after publication of updates constitutes acceptance of the revisedPolicy.